The Financial Services and Markets Act 2000 (Prospectus and Markets in Financial Instruments) Regulations 2018

Statutory instruments 786 2018

Format:

Corporate Author:

Great Britain

Publisher:

TSO (The Stationery Office)

Enabling power: European Communities Act 1972, s. 2 (2). Issued: 04.07.2018. Made: 27.06.2018. Laid: 29.06.2018. Coming into force: 21.07.2018. Effect: 2000 c.8; 2006 c.46; S.I. 2017/701 amended. Territorial extent and classification: E/W/S/NI. General. EC note: Regulation 2(3) to 2(5) of these regs makes amendments to the 2000 Act update references following the transposition of Directive 2014/65/EU on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU ('MiFID II') and the coming into force of Regulation (EU) No 600/2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 ('MiFIR'). Regulation 2(4)(a) also contains an amendment to more fully transpose Article 71(3) of MiFID II by imposing an obligation on the regulator to provide ESMA with the final judgment in any criminal convictions which have been brought about as a result of an infringement of MiFID II or MiFIR. Regulation 3 amends the Companies Act 2006. It updat

Extent	4p.	ISBN	9780111170885
Size	N/A	Price	£5.78
Format	Paperback	Published	04 Jul 2018
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