Financial Conduct Authority FCA
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Financial Conduct Authority (FCA) Handbook
What is it?
The FCA Handbook sets out the Financial Conduct Authority legislative and other provisions for firms and consumers who are seeking information on financial conduct rules and guidance to ensure compliance.
Who needs it?
Compliance Officers, Data Analysts, Lawyers, Compliance Managers, Compliance Directors, Law firms, Banks, Insurance Companies and Brokers, Financial Advisors and Consultants. Essentially, anyone who needs to ensure that they or their firm remain compliant with the latest Financial Services regulations.
To ensure you are compliant with all the latest Financial Services regulations, make sure you have a copy to hand. The Handbook is available in print and can be ordered via subscription.
It is possible to subscribe to the entire Handbook or to a selected number of modules. The hard-copy subscription includes monthly updates covering the changes in force on a particular date.*
Subscriptions are annual and include all relevant updates.
- Complete Handbook
- High Level Standards
- Regulatory Guides
- Prudential Standards
- Business Standards
- Regulatory Processes
- Specialist Sourcebooks
- Listing, Prospectus and Disclosure